Wealth management sector paid out £3.8m in FCA fines this year
An FOI request by Oxford Risk has revealed
FCA
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UK government confirms plans to bring in stricter crypto regulation
Government will bring regulation in line with traditional financial services
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FCA to review AIFMD rules and retail fund regulation
Chair Ashley Alder addressed feedback on regulator’s discussion paper for updating and improving the UK asset management sector
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FCA provisionally fines Jes Staley £1.8m and bans him from the industry over Epstein links
Watchdog said Staley ‘recklessly approved’ a misleading letter
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FCA censures London Capital & Finance over mini-bond scheme
11,000 investors lost over £237m between 2014 and 2019
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Odey wealth arm to be wound down
Money still under management will be returned
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Interactive Investor: Sustainable investment exposure ticks upwards in 2023
Women and younger investors are leading the charge
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Is the reputation of private equity trusts finally on the turn?
The trusts have seen a considerable bounce over the last three months
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‘A step in the right direction’: FCA bids to boost diversity and inclusion in financial services
Also sets out rules to prevent bullying and sexual harassment in the industry
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Woodford investors set to receive share of £230m Link fund in early 2024
Link has issued a letter announcing details of the proposed Scheme of Arrangement
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Should retail investors be given access to LTAFs?
Advisers will play a ‘key role’ in helping clients understand long-term asset funds
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Calls for judicial review into FCA as investment trust sector faces extinction
Cost disclosure regulation has been called “illegal and irrational” amid an “emergency situation” for investment companies