Regulation
FCA rules out enforcement action against life companies
Treatment of long-term customers of Old Mutual, Abbey Life, Countrywide Assured, Prudential investigated
Investment | 14 Sep 18
SJP has no plans to shake up adviser training
But FCA and CII refresher for financial advisers not rejected by the wealth manager
Investment | 10 Sep 18
Mifid II is widening the advice gap
Advisers say regulation is forcing them to deal only with clients able to pay fees
FCA qualifications push misses the mark
Diploma accused of falling short on specialist investment content
Boiler room fraudsters that targeted elderly sentenced
Madeira property scam was one of the FCA’s largest ever investigations
Investment | 31 Aug 18
Investment Association makes key hire for Brussels expansion
Move would have happened irrespective of Brexit
Legg Mason pays $71m to settle bribery case
Asset manager bribed Libyan officials to land $1bn worth of investment business
Investment | 24 Aug 18
Good intentions behind Mifid II set to backfire
The EU directive could destroy the research landscape, argues Nick Burchett
Macro News | 24 Aug 18
EU accused of sidelining social issues in ESG plan
European Commission proposals have ‘worrying’ implications for suitability assessments
Liontrust proposes executive pay shake-up
Long-term incentive plan awards linked to fixed pay set to rise by a fifth
