Regulation
FCA on the back foot as platform study closes in midst of Woodford saga
‘The FCA is yet again addressing an issue after it has blown up’
FCA focuses on liquidity and platforms in light of Woodford crisis
Andrew Bailey writes in the FT about the lessons to be learned from Equity Income suspension
FCA waited a month to respond to Guernsey over Woodford
Exchange says it ‘proactively engaged with the FCA in the spirit of regulatory cooperation’
Nicky Morgan pushes Woodford to waive £100k daily fee
Woodford faces less sympathy than when property funds gated in 2016
Hargreaves slated for ‘wholly inadequate’ response to Woodford
‘It’s time the regulator revisited best buy fund lists’
FCA criticises European regulator’s revised Brexit share dealing proposals
Disruption and liquidity issues would still be present in event of a no-deal Brexit
Research giant pans Woodford’s approach to liquidity
Link Asset Services is ultimately responsible for Ucits compliance, says Woodford
Pension committee urges FCA to ban contingent charges
IFAs could be incentivised to give bad advice
PA Analysis | 14 May 19
FCA’s hands tied as firm plagiarises wealth managers to target pensioners
Clone firm falsely claims to have won ‘clean sweep’ at Portfolio Adviser awards
Hargreaves and Aegon hopeful RDR review will close advice gap
There has been ‘disappointingly little practical change’ since regulatory regimes were introduced
