Regulation
Legg Mason opens Dublin office to minimise Brexit risks
Legg Mason has €26.5bn in Irish-domiciled funds
FCA bans former Vanguard consultant over conflicts
Angela Burns banned and fined £20,000 by the UK regulator
Alternatives | 12 Dec 18
FCA seeks feedback on patient capital in retail funds
Budget 2018 sought to reduce barriers to investing in illiquid UK growth businesses
FCA hitting individuals with bigger fines
Regulator denies changing tactics as total value of penalties drops 88% in 2018
Man pleads guilty to £600k investment fraud
Dynamic UK Trades accused of illegal operation of an unauthorised investment scheme
Investment | 7 Dec 18
Cross-border funds thrive as managers ditch manual processes
Efama reveals upwards trend in cross-border Ucits and AIFs volumes
FCA warns of outstanding Brexit issues beyond its control
UK regulator publishes update for Treasury select committee
UK wealthy pay less IHT than average
Government review recommends digitalisation and simplification of the system
FCA: There is no room for complacency on gender pay
Percentage of women in senior roles at the regulator is unchanged from 2016
Investment | 9 Nov 18
AIC hits out at Kid reforms under Priips regulation
European Supervisory Authorities’ timeline is too ambitious
