Regulation
Burford claims ‘illegal market manipulation’ in Muddy Waters attack
Forensic examination of trading data reveals instances of ‘spoofing’ and ‘layering’
Investment | 6 Aug 19
Concerns over number of dedicated FCA pension scam staff
Select committee questions whether it has ‘sufficient resource’ to combat fraud
AIC knocks FCA view that investors read the Woodford prospectus
CEO Ian Sayers tells Treasury select committee MPs retail investors were not properly informed of risks
Regulator says diversity push cannot be top down
FCA hopes to lead by example but other companies need to up their game
PA Analysis | 1 Aug 19
FCA value for money proposals set to deal with orphaned funds
Value and benchmark rules set to create ‘perfect storm’
Woodford efforts to skirt 10% unquoted limit falls flat
FCA gives Woodford six months to get fund in order in his latest breach of Ucits rules
Investment | 30 Jul 19
FCA contingent charging ban splits industry
Pimfa says regulator is overlooking unintended consequences of a ban
FCA derided for worrying about best execution as scandals mount
Regulator fails to mention Woodford or LCF in letter to wealth managers about its concerns
Irish regulator follows FCA’s lead by keeping mum on closet trackers
More than 180 funds fell under Esma’s definition of a closet tracker
FCA accuses Woodford of veering from the spirit of its rules
Brexit is a chance for the regulator to examine rules versus outcomes
