Regulation
St James’s Place sees fewer customer complaints
But the percentage of complaints upheld remains unchanged
FCA to publish profitability and fees data on fund firms
City watchdog highlights priorities for 2019/20 business year
PA Analysis | 15 Apr 19
FCA riles industry with unprecedented lack of enforcement on Mifid II
Over 1,000 investment firms are calculating transaction costs wrong
Investment | 11 Apr 19
First State shifts £2.2bn as it unveils Brexit base
London-based head of risk moves to Ireland to lead the company
Investment | 10 Apr 19
FCA wins tribunal case against DFM over £400k fine
Linear Investments contested a fine for market abuse failings
Macro News | 29 Mar 19
Weekly outlook: FCA to hike FOS limit despite backlash and 2018/19 tax year ends
The key events for UK wealth managers for the week starting 1 April
FCA fines Goldman £34m for Mifid reporting failures
13 other firms have already been stung over similar Mifid breaches
Investment | 22 Mar 19
Weekly outlook: Brexit drags on and the FCA eyes a more transparent form of capitalism
The key events for UK wealth managers for the week starting 25 March
EU outlines plans for higher sustainability standards
Green bonds and carbon benchmarking are on the European Commission’s agenda
Poor pension freedom knowledge opens door for advisers
Firms could ‘reap rewards’ if they endorse inheritance tax incentives to new prospects
