Alpha Growth to delist from LSE after lack of investor interest
Increasing size constraints on small-cap strategies and changes to FCA listing rules have made being public unfeasible
FCA
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FCA bans Crispin Odey from financial services industry
Crispin Odey has been fined £1.8m for a ‘lack of integrity’
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Trust Talk: Gravis managing director William MacLeod on the CCI consultation
Gravis managing director William Macleod discusses why he believes investment trusts should not fall under the new regime’s scope
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FCA and PRA axe plans to impose stricter DEI rules for financial services
Further information on the FCA’s work on non-financial misconduct is expected in June
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Private market revenues could surpass traditional strategies by 2027
But a FCA review found ‘room for improvement’ in private market valuation processes
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Analysis: Are fortunes improving for multi-asset funds?
As interest in the magnificent seven and MPS wobbles, and tax changes are introduced, many believe now is the time for conventional multi-asset funds to shine again
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Quilter sees record net inflows; flags £76m remediation cost following FCA review
Review into delivery of ongoing advice show limited cases where clients may not have been provided with expected level of service
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FCA bans ex-Credit Suisse managing directors over tuna bonds scandal
Andrew Pearse and Surjan Singh have been barred from the industry after accepting kickbacks for arranging loans to Mozambique
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LTAFs and Consumer Duty are treading a precarious tightrope
Fund managers are playing a balancing act between simplicity and sophistication as they cater to both retail and institutional investors
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FCA to widen wealth manager and retail access to bonds
Proposals aim to reduce costs and barriers for companies raising capital, while improving opportunities for retail investors
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Why the FCA’s CCI overhaul will fundamentally reshape disclosure
The changes will have ‘significant implications’ on how distributors present fund information, writes Helen Slater
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Edison: Saba’s ‘sub-par corporate governance’ could breach FCA rules without more independents
Saba could be breaking the FCA’s rules around board independence, according to Edison