FCA appoints deputy chief executive
New role created at the regulator
FCA
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PISCES private asset exchange gets FCA go-ahead
New exchange to launch later this year
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Woodford portfolio platform to launch this week
W4.0 will officially launch on Friday
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Tribe Impact Capital appoints former L&G CSO as its CEO
Rhodri Mason will begin as CEO from 2 June, with James Lawson stepping down
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Wealth manager Q&A with Yariv Haim: Our mantra is ‘client-first’
Consumer interests must be at the heart of all we do, says Yariv Haim, CEO and founder of Sparrows Capital, which means providing jargon-free communication and driving value to clients first and company second
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Consumer Duty: Wealth managers must do more to protect vulnerable customers
While good progress is being made by firms towards meeting Consumer Duty obligations, Natasha Bridgewater, wealth consultant at Simplify Consulting, says many wealth managers must do more to protect vulnerable customers
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TrinityBridge adopts SDR label on Sustainable Balanced Portfolio
Group has applied for the Sustainability Mixed Goals label
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NextWealth’s Heather Hopkins: AI makes financial planning more fun
Industry uptake is still relatively low, explains the NextWealth MD and founder
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Investment industry calls for clarity as FCA ‘pauses’ SDR rollout for MPS
Regulator will prioritise other work around multi-firm reviews and Consumer Duty
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Editor’s letter: Break the silence
It is disappointing and frustrating to see people do not feel able to talk about their feelings towards President Trump’s DEI policies more publicly
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DEI targets are gone – but that doesn’t mean we stop
DEI is about creating an environment where everyone can thrive
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FCA to cut 70% of capital rules for investment firms
The current regulation is designed for banks, making them overly complex and an ‘unnecessary burdens on firms’