FCA issues fresh warning over impending Consumer Duty deadline
The new requirements will come into effect on 31 July
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regulation
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Canaccord Genuity MBO hits regulatory snag
Relating to one of the group’s capital markets businesses
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‘Build your knowledge bank’
Mark Powell of JM Finn on the sector’s increasing professionalism, the impact of Consumer Duty and the perennial tussle between income generation and capital growth
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FCA and PRA launch Senior Managers and Certification Regime review
As Treasury also unveils a call for evidence on the regulation
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Haig Bathgate: We focus on long-term financial wellbeing
Atomos’ head of investments on the positive regulation and how the industry can be a force for good
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SFDR Level 2 standards go live after string of Article 9 downgrades
But industry welcomes new disclosures as a way of substantiating providers’ sustainability claims
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FCA takes industry’s temperature on Priips replacement
‘The current rules make it very difficult for consumers to get the information they need’
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10% drop rule ripped up by government
‘Detrimental’ regulation abolished as part of chancellor’s Edinburgh reforms
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Sigh of relief as government plans to scrap problematic Priips Kids
Overly optimistic scenarios in the key information documents risk misleading investors