Will the FCA’s response to Link failures change the role of ACDs?
TTF challenges regulator’s claim its Weif enforcement action will raise industry standards among ACDs
TTF challenges regulator’s claim its Weif enforcement action will raise industry standards among ACDs
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Regulator said it would have proposed a penalty of up to £50m if Link had not settled on a scheme of arrangement
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92% expect compliance breaches to increase over two-year period
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Will increase its workforce to 5,000 staff members by the end of March 2024
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Argued against cost disclosure rules for investment companies in reading of second Private Member’s Bill
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Top three credit rating agencies accounting for 99% of revenue
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Though volatile markets are unnerving for both wealth managers and their clients, Sarasin & Partners’ James Fishbourne says it is during these times you learn long-lasting lessons
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Liz Field, chief executive of Pimfa, looks back at a trio of huge regulatory projects – and ahead to what the coming year has in store for the trade body and its membership
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Gravis’s Bill MacLeod explains how a FinDaTex tweak could prevent double-counting of investment company costs
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The race for Consumer Duty has only just begun, writes Morningstar’s Steve Owen
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The trust’s board said it will cooperate fully with the regulator
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CGT changes could generate another £1.2bn for the Treasury by 2025
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