Citigroup fined £61.6m over trader inputting error
A trader erroneously created an equity basket worth $444bn, of which $1.4bn made it to market before the order was cancelled
Prudential Regulation Authority
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The AIC backs investment trust capital requirements changes
While FCA CEO Nikhil Rathi reveals cost disclosure reforms will be announced before the end of the year
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‘A step in the right direction’: FCA bids to boost diversity and inclusion in financial services
Also sets out rules to prevent bullying and sexual harassment in the industry
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FCA and PRA launch Senior Managers and Certification Regime review
As Treasury also unveils a call for evidence on the regulation
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Edinburgh reforms herald mammoth financial services shake up
30 changes to financial regulation outlined, including to ring-fencing rules and repealing EU laws
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UK regulators take action to boost diversity in financial sector
Paper suggests regulated reporting on diversity data, targets linked to remuneration and adjusted approaches to succession planning
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Brooks Macdonald debuts sustainable team as regulatory scrutiny grows
FCA and PRA tackle green finance in consultation on climate change
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Staley slapped with £600k fine for whistleblowing scandal
Jes Staley has been slapped with a fine in excess of £600,000 for a breach of conduct in his attempts to uncover a 2016 whistleblower.
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Treasury names new PRA chief
HM Treasury has named Sam Woods as deputy governor for prudential regulation and chief executive of the Prudential Regulation Authority, effective 1 July.