Would the new fsa stop rbs from failing
As the FSA publishes its report into the failure of RBS, we ask whether the new incarnation of the regulator planned for 2012 will make a difference to crisis aversion in the future?
Fsa
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turner lobbies for greater regulatory powers
FSA approval should be required for all major bank acquisitions and a debate should be held about the potential to allow stronger action from the City watchdog in the future, according to its chairman, Lord Adair Turner.
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transact-owner hit with FSA fine
Transact-owner, Integrated Financial Services, has been fined £3.5m for “serious” and long-running breaches relating to client money.
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fsa fines ifa for third time
The FSA has fined Julian Harris, owner of a Kent-based IFA business with the same name, for a third time for failing to perform adequate due diligence before appointing advisers.
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two arrested in fsa probe into unauthorised fas
The FSA has led an investigation into unauthorised financial advisers, leading to two arrests in the West Midlands.
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fsa warns of bogus sarasin firm
The Financial Services Authority has issued a warning against an unauthorised firm believed to be cloning Sarasin & Partners.
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fsa fines mcinroy and wood for client money breach
The FSA has fined discretionary investment management firm McInroy & Wood Limited (MWL) £15,050 for breaching client money rules.
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coutts fined by fsa over aig product sales
Coutts & Co has been fined by the Financial Services Authority over products it sold linked to AIG.
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fsa warns avaricious structured products firms
The FSA has introduced further guidance on structured product design having found that firms are putting their commercial interests above consumer needs.
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lets get physical
It has been a tough day for those employed by Credit Suisse, who may wish to keep their heads down following the companys £6m FSA fine over failures in its selling of some structured products.
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credit suisse fined for SCARP failings
The FSA has fined Credit Suisse £5.95m for failings related to sales of structured capital at risk products (SCARPs) in the UK.
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turner eu could constrain effectiveness of fpc
Forthcoming EU legislation could reduce the flexibility of the Financial Policy Committee to act in the interests of the UK, according to Lord Turner, chairman of the FSA.