Fs as top ten questions asked about rdr
The FSA has released a list of the questions most commonly asked at its recent RDR roadshows.
Fsa
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Avelo vents frustration over Simplified Advice delay
Large intermediary condemns FSA for delaying Simplified Advice guidance.
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FSA targets misleading advertising of investment and financial products
The FSA is sharpening its teeth ahead of new powers of intervention it will hold as the FCA.
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Treasury Select Committee launches inquiry into new financial regulator
The Treasury Select Committee has launched an inquiry into the new Financial Conduct Authority
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Mercurius Capital duo’s FSA ban and £2.1m fines upheld by tribunal
Upper Tribunal upholds FSA ban and £2m-plus fines for two hedge fund execs.
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Castlestone issues statement to allay fund fears
Castlestone counters negative press coverage following actions by the Irish Regulator and the FSA.
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Details of Treasury Select Committee’s RDR report
Committee wants less of a cliff-edge deadline for qualifications, preferring a more sloped approach
