fines

Wealth management sector paid out £3.8m in FCA fines this year

An FOI request by Oxford Risk has revealed

November 16, 2023
FCA provisionally fines Jes Staley £1.8m and bans him from the industry over Epstein links

Watchdog said Staley ‘recklessly approved’ a misleading letter

October 12, 2023

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Portfolio Adviser is a monthly news magazine and daily news web site aimed at wealth managers , investment IFAs and other professional fund pickers and asset allocators in the UK and Channel Islands. No news, articles or content may be reproduced in part or in full without express permission of Portfolio Adviser.

fines

Wealth management sector paid out £3.8m in FCA fines this year

FCA provisionally fines Jes Staley £1.8m and bans him from the industry over Epstein links

Ready to rethink your portfolio? Putting cash to work with bond ETFs