FSA fines Bank of Scotland £3.5m over investment failings
The FSA has fined Bank of Scotland £3.5m and secured £17m compensation for customers.
The FSA has fined Bank of Scotland £3.5m and secured £17m compensation for customers.
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Rebates to advisers and platforms are to be addressed in an FSA paper expected out next week.
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The UK authority will not disclose what it is looking for in its search of Castlestone offices.
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Treasury Select Committee’s RDR report due out at midnight tonight.
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An unnamed person was arrested in the UK today for suspected involvement in a UCIS.
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The FCA may change prices and alter product ranges, an FSA consultation paper has proposed.
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Skandia says the ‘dear CEO’ letter sent to wealth managers last week is relevant to IFAs too.
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The FSA has announced the creation of a £54m package for eligible Arch cru investors.
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The FSA is demonstrating it is committed to a more intensive regulatory approach.
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The FSA has written to wealth manager CEOs after a study found “significant, widespread failings”.
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The FSA has fined a trader more than £1m and obtained a HC injunction in relation to the case.
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Hector Sants promises forward-thinking from the PRA but there are doubts over what he will deliver.
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