FSA paper on RDR rebates to be published next week
Rebates to advisers and platforms are to be addressed in an FSA paper expected out next week.
Financial Services Authority
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FSA executes search warrants on Castlestone’s offices
The UK authority will not disclose what it is looking for in its search of Castlestone offices.
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Treasury Select Committee report on RDR out at midnight
Treasury Select Committee’s RDR report due out at midnight tonight.
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Arrest made after FSA probes UCIS sales
An unnamed person was arrested in the UK today for suspected involvement in a UCIS.
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FCA could act on investment charges and product ranges
The FCA may change prices and alter product ranges, an FSA consultation paper has proposed.
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Skandia: FSA’s dear CEO letter has implications for advisers
Skandia says the ‘dear CEO’ letter sent to wealth managers last week is relevant to IFAs too.
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FSA announces £54m package for Arch cru investors
The FSA has announced the creation of a £54m package for eligible Arch cru investors.
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PA ANALYSIS: Regulation, regulation, regulation
The FSA is demonstrating it is committed to a more intensive regulatory approach.
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FSA wealth manager review: most pose ‘high risk’ to clients
The FSA has written to wealth manager CEOs after a study found “significant, widespread failings”.
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FSA fines trader £1m, secures High Court injunction
The FSA has fined a trader more than £1m and obtained a HC injunction in relation to the case.
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PA ANALYSIS: FSA will morph into PRA but nothing will change
Hector Sants promises forward-thinking from the PRA but there are doubts over what he will deliver.
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Paper sets out future of UK financial regulation
The BoE and the FSA have published a joint paper on the path of future financial regulation
