FCA and PRA launch Senior Managers and Certification Regime review
As Treasury also unveils a call for evidence on the regulation
financial regulation
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Abika Martin: Don’t be afraid to forge your own path
The investment manager at LGT Wealth Management UK on diversity, sustainability, engagement and the ever-evolving regulatory landscape
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Succession’s Andrew Barker: ‘Change brings opportunity’
Director of proposition on recognising the value wealth management can bring to clients and the importance of keeping an open mind
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10% drop rule ripped up by government
‘Detrimental’ regulation abolished as part of chancellor’s Edinburgh reforms
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Edinburgh reforms herald mammoth financial services shake up
30 changes to financial regulation outlined, including to ring-fencing rules and repealing EU laws
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Sigh of relief as government plans to scrap problematic Priips Kids
Overly optimistic scenarios in the key information documents risk misleading investors
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Kingswood CEO: Consumer duty biggest regulatory challenge right now
‘We are facing huge societal challenges,’ warns David Lawrence
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What’s on financial advisers’ wish lists for 2021?
Last year was a learning curve but this year is about ‘building the future of advice’
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Disgraced UK investment firm execs fined £80m
Ex-Keydata bosses given 16 days to pay or the regulator will take steps to recover the debt
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FCA confronts David and Goliath battle on fund pricing
Smaller platforms are struggling to compete with larger counterparts over fund prices because of the latter’s ability to negotiate discounts with asset managers, the Financial Conduct Authority (FCA) has warned.
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Industry faces FCA fee hike as Brexit bites
Advisers and portfolio managers are facing a higher regulatory levy this year as the Financial Conduct Authority anticipates increased activity because of Brexit and Mifid II.
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Six things bugging asset management chiefs
The asset and wealth management industry is about to usher in a period of disruption, with cyber security threats a big concern, chief executives across the sector have warned.