FCA fines broking firm for 56,000 reporting failures
Sigma Broking left ‘potential market abuse’ unreported; FCA metes out fines and bans
Financial Conduct Authority
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AJ Bell inks £150,000 consultancy agreement with ex-CEO Andy Bell
He will work for the platform at least 48 days a year
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Helena Morrissey to step down as AJ Bell chair
Her departure comes after FCA governance concerns stopped outgoing CEO Andy Bell from joining the board
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ABI calls on FCA for advice re-evaluation
Huw Evans, director general at the Association of British Insurers (ABI), has called on the UK’s Financial Conduct Authority to re-assess the difference between advice and guidance in order to support a wider range of UK consumers.