FCA launches CCI retail disclosure consultation
AIC CEO Richard Stone says the new framework for CCIs, including investment trusts, ‘misses the mark’
AIC CEO Richard Stone says the new framework for CCIs, including investment trusts, ‘misses the mark’
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Regulator wants to widen scope of recent research rule overhaul to UCITS and alternative investment funds
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Regulator has accused the former hedge fund boss of a ‘lack of integrity’ in handling Odey Asset Management’s governance
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Industry commentators have welcomed the FCA’s desire to seek feedback on how it can simplify retail conduct rules and guidance
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Non-financial misconduct claims are increasing in the financial services industry, yet 57% are not met with action
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Kalaris loses appeal to perform senior management duties at firm Saranac
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A 1% bitcoin allocation in a 60/40 portfolio could have added an annualised 0.67% to returns over the last 11 years
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Companies won’t be required to publish a prospectus for capital raising below 75% of the total of existing shares
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CB Payments Limited onboarded more than 13,000 high-risk clients who executed $226m worth of transactions
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The government is channelling money towards UK companies but will investors be tempted? writes the chief proposition officer
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A trader erroneously created an equity basket worth $444bn, of which $1.4bn made it to market before the order was cancelled
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Also found Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund
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