FCA finds ESG funds ‘not meeting expectations’
Ahead of SDR the UK regulator spotlights ESG inconsistency, and lack of stewardship and governance, in retail funds
FCA
-
-
Wealth management sector paid out £3.8m in FCA fines this year
An FOI request by Oxford Risk has revealed
-
UK government confirms plans to bring in stricter crypto regulation
Government will bring regulation in line with traditional financial services
-
FCA to review AIFMD rules and retail fund regulation
Chair Ashley Alder addressed feedback on regulator’s discussion paper for updating and improving the UK asset management sector
-
FCA provisionally fines Jes Staley £1.8m and bans him from the industry over Epstein links
Watchdog said Staley ‘recklessly approved’ a misleading letter
-
FCA censures London Capital & Finance over mini-bond scheme
11,000 investors lost over £237m between 2014 and 2019
-
Odey wealth arm to be wound down
Money still under management will be returned
-
Interactive Investor: Sustainable investment exposure ticks upwards in 2023
Women and younger investors are leading the charge
-
Is the reputation of private equity trusts finally on the turn?
The trusts have seen a considerable bounce over the last three months
-
‘A step in the right direction’: FCA bids to boost diversity and inclusion in financial services
Also sets out rules to prevent bullying and sexual harassment in the industry
-
Woodford investors set to receive share of £230m Link fund in early 2024
Link has issued a letter announcing details of the proposed Scheme of Arrangement
-
Should retail investors be given access to LTAFs?
Advisers will play a ‘key role’ in helping clients understand long-term asset funds
