pa analysis ceo fca dg bbc
Yesterday was the first working day in a new job for Tony Hall and Martin Wheatley but which of them has the tougher task, and who is most likely to come through it unscathed?
FCA
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compliance overheads mount under regulation
When it comes to regulation there seems to be a never-ending list of rules to comply with. To keep on top of it is it best to outsource to a specialist or hire someone in-house, and how much priority should you give a non-client facing function?
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recognises possibility of banking failure
The FSA and Bank of England have unveiled new rules relating to banking start-ups which relax some of the sector’s regulatory barriers to entry and are aimed at increasing competition.
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FSA announces tpir for FCA
The FSA has outlined the temporary product intervention rules (TPIRs) that the FCA will use to restrict sales of a product when it identifies there is a significant risk to customers.
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Poor behaviour wont be tolerated
The FSA has published a business plan and risk outlook for the Financial Conduct Authority (FCA), stating how the new authority will protect both the needs of customers and the integrity of the financial services industry.
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under close scrutiny
From next month there will be a new regulator in town, and advisers should expect some differences in approach. Find out how to prepare your firm for the FSA's souped-up successor – the FCA.
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what secrets will the FCA reveal
The FSA has published a discussion paper looking at increased transparency and disclosure in financial services. So what are the aspects of your company it wants to share with the world?
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fsa ban products without consultation
The regulator is consulting on options for a new approach to be taken by the Financial Conduct Authority (FCA) which could involve the temporary banning of products without a prior consultation.
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fcas success rests on compensation reduction
The Association of Independent Financial Advisers (AIFA) has called for clear and transparent outcomes to be set for the Financial Conduct Authority, claiming the current criteria are far too subjective.
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Treasury Select Committee launches inquiry into new financial regulator
The Treasury Select Committee has launched an inquiry into the new Financial Conduct Authority
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