FCA releases proposals to expand SDR to wealth managers
The regulator has made adjustments to requirements for portfolio management services following industry feedback
The regulator has made adjustments to requirements for portfolio management services following industry feedback
Some firms were hoping for a longer transition period, commentators say
TTF challenges regulator’s claim its Weif enforcement action will raise industry standards among ACDs
Regulator said it would have proposed a penalty of up to £50m if Link had not settled on a scheme of arrangement
Also found Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund
‘Bundling’ of payments for third-party research could level the playing field for smaller asset managers
Appeal declined by 5% in the UK despite impact investors willing to give up some returns
451 properties sold since August 2023
Comes amid half-year company results
Will increase its workforce to 5,000 staff members by the end of March 2024
Argued against cost disclosure rules for investment companies in reading of second Private Member’s Bill
Amid the FCA’s investigation into the investment company