Edinburgh reforms herald mammoth financial services shake up
30 changes to financial regulation outlined, including to ring-fencing rules and repealing EU laws
FCA
-
-
Sigh of relief as government plans to scrap problematic Priips Kids
Overly optimistic scenarios in the key information documents risk misleading investors
-
‘Watershed moment’ as FCA seeks to simplify access to advice
In a bid to open up services to mass market consumers
-
Gamification of trading app worries FCA
Consumers could be induced to take actions against their own interests
-
Ben Goss: The call of (consumer) duty
Dynamic Planner CEO on the potential benefits of the looming legislation and tech’s role in aligning asset managers, advisers and end-investors
-
FCA shuts down thousands of promotions in just three months
Regulator warns unauthorised firms and individuals are looking to take advantage of the rising cost of living
-
FCA cracks down on greenwashing with trio of fund labels
Sustainability Disclosure Requirements consultation also recommends new disclosure and marketing rules
-
FCA enforcement director to step down
Mark Steward has been in the role for seven years
-
FCA fines broking firm for 56,000 reporting failures
Sigma Broking left ‘potential market abuse’ unreported; FCA metes out fines and bans
-
AJ Bell inks £150,000 consultancy agreement with ex-CEO Andy Bell
He will work for the platform at least 48 days a year
-
Helena Morrissey to step down as AJ Bell chair
Her departure comes after FCA governance concerns stopped outgoing CEO Andy Bell from joining the board
-
Industry slams Liz Truss proposal to merge FCA and PRA
If Tory frontrunner’s goal is ‘less regulation and less consumer protection, this is the way to go,’ says Gina Miller
