FCA recommends unbundling research
According to the FCA, the bundled supply of execution and research services by brokers makes price discovery difficult.
ESMA
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ESMA prepares for MiFID II implementation
The European Securities and Markets Authority (ESMA) has begun a consultation process to look at how best to implement the revised Markets in Financial Instruments Directive (MiFID II).
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hedge fund pay packets esma
The European Securities and Markets Authority (ESMA) has published final guidelines on the remuneration of alternative investment fund managers (AIFMs), which will align them with other financial sectors, it announced today.
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esma publishes etf guidelines
The European Securities and Markets Authority (ESMA) yesterday published guidelines on ETFs and Ucits issues in a bid to address risks associated with these types of fund.
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ima takes up battle for fair regulation across all retail products
In response to an EFAMA paper, the IMA is taking up the battle for all retail investment products to be regulated in the same way.
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Credit rating agencies under fire from new EU Authority
ESMA intends to reduce over reliance on credit ratings agencies with asset management.
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French banks at heart of short-selling ban
France, Italy, Belgium and Spain have all introduced a short-selling ban to quell market volatility.
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European ban on short selling extended
European regulators have extended the ban on the short selling of financials.
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ESMA publishes third-country AIFMD consultation
The ESMA publishes second consultation paper on the implementation of AIFMD third-country rules.
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ESMA may restrict retail sales of Ucits ETFs
ESMA may need to warn investors about the risks of using Ucits ETFs as well as structured Ucits.
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PA ANALYSIS: Latest EU proposals threaten to increase fund charges
European regulator consults on the alternative investment directive that could up fund charges.
