FCA issues fresh warning over impending Consumer Duty deadline
The new requirements will come into effect on 31 July
Consumer Duty
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‘Build your knowledge bank’
Mark Powell of JM Finn on the sector’s increasing professionalism, the impact of Consumer Duty and the perennial tussle between income generation and capital growth
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Ben Goss on risk: An exercise in communication
Properly defining a target market requires information flowing both ways between providers and advisers
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Starting out? ‘Be your authentic self’
Vanessa Eve on the importance of education in the wealth management industry, empowering clients to make the right investment decisions and being true to yourself
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City minister Andrew Griffith hits out at Consumer Duty
Economic secretary to the treasury said to be ‘scathing’ over the reforms
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Environmental ‘pioneer’ Ian Simm on life before ESG
Impax AM founder and CEO discusses trust, private markets and investing to solve environmental problems long before the acronym was born
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Haig Bathgate: We focus on long-term financial wellbeing
Atomos’ head of investments on the positive regulation and how the industry can be a force for good
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‘Superficial and over-confident’ Consumer Duty plans worry the FCA
Industry cannot ‘take foot off the gas’ with only six months to prepare for the regulation
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Ruth Handcock: ‘As humans, we do not like talking about money’
Octopus Investments CEO discusses doing innovation well, retail access to private assets and the impact of Consumer Duty on value for money
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Ben Goss: The call of (consumer) duty
Dynamic Planner CEO on the potential benefits of the looming legislation and tech’s role in aligning asset managers, advisers and end-investors