Weekly outlook: Plan B for Brexit, Hargreaves results and US govt shutdown
The key events for UK wealth managers for the week starting 28 January
Regulation
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Gina Miller slams Mifid II confession from FCA boss
Andrew Bailey tells MPs no firm has faced enforcement action on fees transparency
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Disgraced UK investment firm execs fined £80m
Ex-Keydata bosses given 16 days to pay or the regulator will take steps to recover the debt
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How much should managers pay for research?
Analysis reveals S&P indices where equity analysts can add the most value
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Hermes swipes from Fidelity and pension fund for Brexit
Two women will lead £36bn manager’s new Irish business
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Crux replaces feeder fund as Brexit planning moves to ‘worst case’
Boutique prepares to lose passporting on Richard Pease fund
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Eight views on the regulatory outlook for investors in 2019
Kids, Mifid II and SMCR are set to keep compliance teams busy this year
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DWP to tackle ‘scourge of contingent charging’
Committee call for evidence from people who have taken DB pension transfer advice
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Costly trackers enjoy last hurrah before FCA value for money changes
Virgin charges investors 1% for a tracker fund that fell more than 10% in 2018
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Industry squabbles over pension freedoms and suitability
Freedom and choice brings a whole new set of problems for advisers tackling transfers
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Adviser profits from DFM’s suspension by FCA
PJ Milton & Co’s AUM increases by a third with new client base
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Adviser who gambled with client money jailed for eight years
Southport man used £4.5m of his victims’ money to fund his ‘extravagant’ lifestyle
