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The defendants were convicted of offences including conspiracy to defraud and breaching the general prohibition by conducting investment business without FCA authorisation.
Other offences included aiding and abetting a breach of the general prohibition, possessing criminal property, and providing false and misleading information to the then FSA in a compelled interview.
Key events for UK wealth managers for the week starting 6 May
Riddell will be lead portfolio manager for Fidelity’s strategic and total return bond strategies
US asset manager also announces deal for NBK Capital Partners
The Allianz Strategic Bond manager departs after eight years with the firm
US equities experience £1.5bn in inflows for first three months of 2024
Seeks to offer investors protection from unexpected UK inflation
