Heavy fines reveal FCA clampdown on market abuse
Market abuse was one of the Financial Conduct Authoritys most handled offences in 2013, with the regulator issuing over £340m worth of fines for the crime.
Market abuse was one of the Financial Conduct Authoritys most handled offences in 2013, with the regulator issuing over £340m worth of fines for the crime.
According to the Financial Conduct Authority, not enough is being done by firms to ensure best execution is being consistently delivered to clients.
Long-term funds closed off a strong second quarter for Europes fund market, with inflows of 36.12bn throughout June, a month which also saw UK equity income funds achieve record sales.
International Adviser looks at four cases of celebrities being targeted for their investment into tax avoidance schemes.
Henderson Global Investors yesterday launched a global natural resources fund that will invest in liquid assets from more than 1000 natural resource companies, with a market capitalisation in excess of $2bn.
The Financial Conduct Authority has charged a former Schroders equities trader with nine counts of insider dealing.
Alquity Investment Management has appointed former Thames River investment director Mike Warren as a non-executive director.
Schroders has appointed Geoff Cheetham to the newly created head of UK institutional clients position
While markets are likely to be challenging going forward, that doesn’t mean that there are not significant opportunities to be found, says Neil Woodford
The Tokyo-based asset manager is taking on the challenge of bringing multi-asset products to the UK market at a faster pace.
Majedie plans to soft-close its UK Income Fund when its AUM reaches £1.5bn capacity.
Three products listed on the LSE offer investors exposure to the UK, US and Japan.