FCA warns platforms to bolster IT systems after swathe of outages on Covid vaccine rally
Technical glitches last November caused harm to consumers and ‘negatively affected market confidence’
FCA
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Pricey tracker fund calls into question M&G’s value for money assessment
Asset manager praised for level of introspection but tracker costs some seven times more than a rival equivalent
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FCA eyes shake-up of Priips regime
Mulls dropping performance scenarios to reduce ‘potentially misleading information being displayed’
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FCA warns fund groups over ‘poorly drafted’ ESG applications
Regulator has developed a set of guiding principles for asset managers
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FCA promise to do better receives lukewarm reception from industry
Little to disagree with in City Watchdog’s business plan – but ‘haven’t we heard many of these platitudes before?’ asks Gina Miller
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Weekly outlook: Barratt, Burberry and Asos report; UK inflation; FCA publishes annual accounts
The key events for UK wealth manager for the week starting 12 July
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How can asset managers address their assessment of value issues?
What the FCA’s revealing AoV report says about governance failings and how they can be remedied
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UK regulators take action to boost diversity in financial sector
Paper suggests regulated reporting on diversity data, targets linked to remuneration and adjusted approaches to succession planning
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FCA finds most fund managers falling short on value assessments
Findings effectively akin to a school report that concludes ‘unsatisfactory: must try harder’
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FCA proposes listing rules shake-up
‘These proposals are essential if we intend for the UK to continue to be a modern and dynamic market’
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FCA report highlights failures in ACD market
Weaknesses found in governance structures, conflicts of interest management and operational controls
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Redress for victims ‘impossible’ under FCA compensation changes
Activist Gina Miller files complaint against regulator over reforms to its scheme
