Odey loses regulatory approval for client dealing
Following his removal from Odey Asset Management
Regulation
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FCA restricts movement of Odey AM assets
Following several funds suspending trading
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MPs to question FCA over handling of Odey allegations
Labour’s Angela Eagle calls abuse protection measures ‘totally inadequate’
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FCA cracks down on ‘wild west’ of crypto advertising
But concerns remain over the regulator classifying the asset as a Restricted Mass Market Investment
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Five ways Consumer Duty will impact advisers and investment managers
Adviser community has always ‘adapted to new ways of working’
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FCA praised for opening direct bond access to retail investors
Follows the regulator publishing an engagement paper on non-equity securities
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Regulator issues warning to three DFM senior managers
FCA says they were allegedly involved in a ‘coordinated arrangement’ which led to ‘customers suffering financially’
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FCA issues fresh warning over impending Consumer Duty deadline
The new requirements will come into effect on 31 July
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Liquidation-hit wealth manager under investigation
UK lifeboat scheme is now accepting claims against the company
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FCA listing rules reform: A ‘necessary change’ but with a shareholder rights red flag
Current ‘premium’ and ‘standard’ listing segments to be replaced by a single category
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Ben Goss on risk: An exercise in communication
Properly defining a target market requires information flowing both ways between providers and advisers
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FCA orders wealth manager to cease operations
Police arrest 48-year-old man in connection with regulator’s concerns
