FCA rules out enforcement action against life companies
Treatment of long-term customers of Old Mutual, Abbey Life, Countrywide Assured, Prudential investigated
Regulation
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SJP has no plans to shake up adviser training
But FCA and CII refresher for financial advisers not rejected by the wealth manager
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Mifid II is widening the advice gap
Advisers say regulation is forcing them to deal only with clients able to pay fees
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FCA qualifications push misses the mark
Diploma accused of falling short on specialist investment content
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Boiler room fraudsters that targeted elderly sentenced
Madeira property scam was one of the FCA’s largest ever investigations
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Investment Association makes key hire for Brussels expansion
Move would have happened irrespective of Brexit
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Legg Mason pays $71m to settle bribery case
Asset manager bribed Libyan officials to land $1bn worth of investment business
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Good intentions behind Mifid II set to backfire
The EU directive could destroy the research landscape, argues Nick Burchett
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EU accused of sidelining social issues in ESG plan
European Commission proposals have ‘worrying’ implications for suitability assessments
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JPMAM cuts 100 jobs at height of bull market
Regulation and rise of passives threaten active managers
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Liontrust proposes executive pay shake-up
Long-term incentive plan awards linked to fixed pay set to rise by a fifth
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MPs prepare to pick apart adviser charges
The Pension Costs and Transparency inquiry will put charging models under the spotlight
