St James’s Place sees fewer customer complaints
But the percentage of complaints upheld remains unchanged
Regulation
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FCA to publish profitability and fees data on fund firms
City watchdog highlights priorities for 2019/20 business year
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FCA riles industry with unprecedented lack of enforcement on Mifid II
Over 1,000 investment firms are calculating transaction costs wrong
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First State shifts £2.2bn as it unveils Brexit base
London-based head of risk moves to Ireland to lead the company
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FCA wins tribunal case against DFM over £400k fine
Linear Investments contested a fine for market abuse failings
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Weekly outlook: FCA to hike FOS limit despite backlash and 2018/19 tax year ends
The key events for UK wealth managers for the week starting 1 April
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FCA fines Goldman £34m for Mifid reporting failures
13 other firms have already been stung over similar Mifid breaches
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Investor relations facing perfect storm of demands
Half of all investor relations officers have seen their budget increase since Mifid II
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Weekly outlook: Brexit drags on and the FCA eyes a more transparent form of capitalism
The key events for UK wealth managers for the week starting 25 March
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EU outlines plans for higher sustainability standards
Green bonds and carbon benchmarking are on the European Commission’s agenda
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Poor pension freedom knowledge opens door for advisers
Firms could ‘reap rewards’ if they endorse inheritance tax incentives to new prospects
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Ex-IFA jailed for stealing £50k from octogenarian disabled woman
‘She trusted her adviser to act in her best interests, but he betrayed that trust and confidence’
