FCA waited a month to respond to Guernsey over Woodford
Exchange says it ‘proactively engaged with the FCA in the spirit of regulatory cooperation’
Regulation
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Nicky Morgan pushes Woodford to waive £100k daily fee
Woodford faces less sympathy than when property funds gated in 2016
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Hargreaves slated for ‘wholly inadequate’ response to Woodford
‘It’s time the regulator revisited best buy fund lists’
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FCA criticises European regulator’s revised Brexit share dealing proposals
Disruption and liquidity issues would still be present in event of a no-deal Brexit
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Research giant pans Woodford’s approach to liquidity
Link Asset Services is ultimately responsible for Ucits compliance, says Woodford
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Pension committee urges FCA to ban contingent charges
IFAs could be incentivised to give bad advice
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FCA’s hands tied as firm plagiarises wealth managers to target pensioners
Clone firm falsely claims to have won ‘clean sweep’ at Portfolio Adviser awards
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Advisers’ paper footprint stubbornly high despite digitisation
Paper use has increased dramatically since the implementation of Mifid
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Hargreaves and Aegon hopeful RDR review will close advice gap
There has been ‘disappointingly little practical change’ since regulatory regimes were introduced
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Platforms drag their feet on Mifid II ex-post charges
14 platforms detail where they’re at with sending client statements
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Tilney nabs from Hargreaves as it builds out telephone advice
Face-to-face advice can be unprofitable for smaller pots
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Hargreaves reaps £2.5bn as fund firms shed savings schemes
Baillie Gifford announces it will transfer investment trust accounts to D2C platform
