Wealth firm that issued mini-bonds enters administration
Around 40 clients invested roughly £4m in the Absolute Return Forex Bond
Regulation
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FCA to require listed companies to disclose on board and C-suite diversity
‘Targets alone seldom achieve much; corporate culture change is required’
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Ex-Walker Crips investment manager loses employment tribunal hearing
The firm said it could no longer certify him as a ‘fit and proper’ person
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Tech issue triggers 10% drop alerts for 1,200 Quilter clients
Quilter Investors’ CEO Steven Levin called on the government to scrap the ‘illogical’ rule last year
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FCA hits advisers with 5% fees hike to £86.5m
Watchdog will create 80 roles to help shut down firms that do not meet minimum regulatory standards
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FCA makes trio of senior hires as recruitment drive fills 95 new roles
More decisions will be taken by senior managers rather than committees
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FCA fines Gam £9m for conflicts of interest involving Greensill
Sacked bond manager Tim Haywood received £22k worth of gifts and entertainment from Lex Greensill
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FCA rebukes watchdog’s criticisms of LCF compensation scheme
Bondholders have so far received £173m from various schemes
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FCA mulls ‘side pocket’ solution for retail funds with illiquid Russian assets
Option could help some suspended funds resume trading
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Gina Miller: ‘Mountain of evidence FCA not fit for purpose’
‘Treasury Select Committee should back the call for independent review of the watchdog’
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FCA reprimands firms seeking to shirk their liabilities
‘We will take action against firms that don’t meet their obligation to treat customers fairly’
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FCA to tighten rules around promotion of high-risk investments
‘People need clear, fair information and proper risk warnings if they are to invest with confidence’
