‘Watershed moment’ as FCA seeks to simplify access to advice
In a bid to open up services to mass market consumers
Regulation
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Gamification of trading app worries FCA
Consumers could be induced to take actions against their own interests
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FCA shuts down thousands of promotions in just three months
Regulator warns unauthorised firms and individuals are looking to take advantage of the rising cost of living
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FCA enforcement director to step down
Mark Steward has been in the role for seven years
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FCA fines broking firm for 56,000 reporting failures
Sigma Broking left ‘potential market abuse’ unreported; FCA metes out fines and bans
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Link sale sinks after FCA demands £356m
It is not yet clear what this means for Woodford investors
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Link ready to fight as FCA warns would-be buyer likely on the hook to pay £300m in redress
But no word yet on if or how it will be distributed to Woodford investors
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Industry slams Liz Truss proposal to merge FCA and PRA
If Tory frontrunner’s goal is ‘less regulation and less consumer protection, this is the way to go,’ says Gina Miller
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FCA creates more than 100 jobs by setting up shop in Leeds
It will operate from ‘the heart of the business district’
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FCA mulls broadening retail access to LTAFs
Certain investors would need to show they understand the risks and longer redemption periods before investing
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FCA consumer rights ‘Magna Carta’ puts emphasis on ‘reasonable’ exit fees
Regulator’s stance has softened after first mooting an outright ban on exit charges
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Not a whisper of Woodford in FCA annual report
As watchdog vaunts Spac success and the £35m in consumer redress it secured
