FCA fines adviser over unsuitable £112m pension transfers
Lloyd Pope failed to fully understand the products customers were investing in via their Sipp
Author: Robbie Lawther
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What does coronavirus mean for advisers’ exam schedules?
CII, CISI and CFA Institute all have dates penned in the diary
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How can DFMs measure the impact of structured products?
Tool enables investors to see how structured products affect portfolio risk and return
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DFMs tell twitchy clients to stay calm over coronavirus
Firms have started to proactively contact clients to allay fears
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ABI flags retirement advice shortcomings as pension withdrawals hit fresh highs
40% of flexible income withdrawals at ‘unsustainable annual rate of 8% and over’
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Top questions UK clients ask their advisers
Early retirement, tax-free cash and impact of Brexit on finances among biggest concerns
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UK financial brokerage firm launches wealth management arm
Business is an ‘integral step in the growth and evolution of the group’
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Raymond James firm merges with multi-asset specialist IPS Capital
Combined business will have assets under management of more than £600m
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FCA dismisses claims it is too slow to act after Woodford and LCF scandals
Watchdog accepts its ‘deliberate and careful’ approach can be frustrating
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Private equity group makes takeover bid for Frenkel Topping
Harwood Capital has until 25 February to present formal offer for Manchester-based IFA
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FCA stalls Tilney merger with Smith & Williamson
Combined £45bn business would have rivalled Brewin and Rathbones
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SJP pulls plug on Irish acquisition
Wealth management giant had planned DFM roll-out on the Emerald Isle
