FCA fines Charles Schwab £9m for failing to protect client assets
US investment giant also failed to get correct permissions and made a false statement
Author: Jessica Tasman-Jones
-
-
Schroders raises another £75m from second trust IPO in a month
Schroder BSC Social Impact is the third investment trust from the funds giant tapping into UK private markets
-
ASI could set an M&A trend in deal with investment trust specialist
‘An open-ended equivalent wouldn’t have been anywhere near as attractive’
-
Findlay Park partners raked in £92m amid Covid outbreak
Findlay Park American has returned 12.4% in 2020
-
Woodford law firm urges FCA to better protect retail investors using platform buy lists
Leigh Day points out where platform investors need to be better protected under FSMA and the FSCS
-
Nick Train ownership of Celtic criticised by football club’s fans
Around 400 people protested the Glasgow team’s leadership over the weekend
-
Hipgnosis celebrates Mariah Carey hitting UK number one ahead of Christmas
Investment trust only recently acquired rights to All I Want for Christmas
-
RSMR hires industry veteran for head of marketing role
James Senior headed up wholesale marketing at Janus Henderson
-
ASI says its real estate offering has to evolve as it snags 60% stake in Tritax
Deal prompts questions over whether Aberdeen Standard European Logistics Income and Tritax Eurobox will merge
-
Fidelity China Special Situations doubles index returns since Covid dip
Dale Nicholl’s investment trust returns over 56%
-
Impax reshuffles its board as veteran chairman Keith Falconer steps down
Successor Sally Bridgeland has a long history in the pensions industry
-
Keystone trust rallies over 10% as board ditches Invesco for Baillie Gifford
Invesco has now been fired from three UK equity investment trusts in a year
