Marlborough adds third non-exec to fund and ACD boards
Sarah Peaston is appointed as FCA steps up fund governance requirements
Regulation
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Henderson charged retail investors 1.5% for closet trackers
FCA hands out £1.9m fine as ACD kept retail and intermediary clients in the dark
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Competition watchdog probes FNZ acquisition
CMA will decide if the deal will result in ‘lessening of competition’ in UK market
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Andy Bell: ‘I don’t think it’s the cheapest that’s going to win this game’
AJ Bell founder talks about how platforms are the ‘sweet spot of financial services’
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DFMs turn to managers on liquidity as FCA lays responsibility elsewhere
AFMs could have a more client facing role in aftermath of Link’s issues with Woodford
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Whistleblower accuses SJP of macho culture and data breaches
Wealth manager responds to allegations as documentary evidence is handed to FCA
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FCA warns AFMs are on the hook for liquidity management
Woodford had emphasised Link was ultimately responsible for liquidity in his fund
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FCA urged to take action as investment industry shamed for greenwashing
LGIM and Vanguard products highlighted for sin stock holdings
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Intermediaries fail to engage with FCA fund governance makeover
Woodford could be a stronger catalyst to get fund pickers to look beyond performance
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Gina Miller calls out ‘conflicted’ IA for BBC Panorama Woodford complaint
Accuses UK trade body of ‘defending the indefensible’
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Hargreaves advisers accused of downplaying Woodford problems to worried clients
Leigh Day has received more than 500 queries from clients about potential legal case against platform
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Second law firm looks into case against Hargreaves over Woodford
Slater and Gordon says platform championed fund publicly despite privately having concerns about unquoteds
