FCA bans contingent charging for DB pension transfers
The steps will help ‘good advisers, who often advise to stay put, to compete in the market’
Regulation
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Link joins Hargreaves Lansdown as latest to face legal heat over Woodford suspension
Authorised corporate director’s role in listing unquoted companies in Guernsey brought into the spotlight
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FCA accused of ‘dirty tricks’ as LCF mini bonds investigation gets delayed
Former regulator boss Andrew Bailey set to be interviewed by the investigation this month
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ESG guide produced for advisers ahead of EU disclosures legislation
Sustainable finance disclosure regulation is set to come into force in March 2021
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Fundsmith assessment deems 0.95% charges value for money
Advised investor share class will be monitored by board of Terry Smith’s funds
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Schroders cuts fees and scrutinises multi-manager range in first value assessment
Discounts on supersized funds among fee changes that will save investors £8m
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Advisers struggling to embrace ESG despite impending Mifid II regulation
Nearly half of the UK advice industry is unaware of changes, according to Square Mile
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Can advisers still sell their businesses during the pandemic?
‘There is no hiding from the fact there will be an impact on the M&A market’
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FCA brings High Court case against unauthorised adviser using Whatsapp to target clients
24HR Trading Academy was flagged for providing unauthorised investment advice last September
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EU lawmakers plan to block Priips reforms over legal concerns
European Commission clashes with Esma over forward-looking performance assessments
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FCA lays down law over PI cover during coronavirus pandemic
It will consider ‘taking action’ where it sees evidence renewal process is being affected
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Columbia Threadneedle value assessment deems 55 share classes ‘poor value’
The fund board impresses on Threadneedle improvements are expected
